Information Package / Course Catalogue
Capital Market Legislations
Course Code: MKS104
Course Type: Required
Couse Group: Short Cycle (Associate's Degree)
Education Language: Turkish
Work Placement: N/A
Theory: 2
Prt.: 0
Credit: 2
Lab: 0
ECTS: 2
Objectives of the Course

Capital market legislations and regulations consist of capital market law and communiques depending on this law. In this lesson, it is aimed to give basic information about this law and communiques

Course Content

• Capital Market Law • Registration of securities to the Capital Markets Board of Turkey, public offering and issuing of securities. • Publicly held corporations • Capital Markets Board of Turkey • Operations and institutions in capital market • Auditing and penal liability

Name of Lecturer(s)
Ins. Hatice BAŞKAYA
Learning Outcomes
1.To learn legal structure of capital market
2.To learn the way of working of capital market
3.To understand the features and institutions of capital market
4.To understand the regulations of BIST and SPK
5.To learn capital market instruments
Recommended or Required Reading
1.Para Banka ve Finansal Piyasalar EZGİ KİTABEVİ Prof. Dr. M. İlker Parasız
2.Lecture notes
Weekly Detailed Course Contents
Week 1 - Theoretical
Legal frame of capital market legislations
Week 2 - Theoretical
Positive law
Week 3 - Theoretical
Written law
Week 4 - Theoretical
Purposes of the law no.2499-capital markets law
Week 5 - Theoretical
Scope of the law no.2499-capital markets law and descriptions in it.
Week 6 - Theoretical
Provisions about publicly held corporations
Week 7 - Theoretical
Election, way of working and prohibitions for the Capital Markets Board of Turkey
Week 8 - Theoretical
Duties and authorities of Capital Markets Board of Turkey
Week 9 - Theoretical
Investment funds
Week 10 - Theoretical
Other capital market institutions
Week 11 - Theoretical
Auditing and penal liability
Week 12 - Theoretical
Decree law about stock exchange
Week 13 - Theoretical
ISE regulations
Week 14 - Theoretical
ISE clearing&settlements and custody services regulations
Assessment Methods and Criteria
Type of AssessmentCountPercent
Midterm Examination1%40
Final Examination1%60
Workload Calculation
ActivitiesCountPreparationTimeTotal Work Load (hours)
Lecture - Theory140228
Midterm Examination1808
Final Examination114014
TOTAL WORKLOAD (hours)50
Contribution of Learning Outcomes to Programme Outcomes
PÇ-1
PÇ-2
PÇ-3
PÇ-4
PÇ-5
PÇ-6
PÇ-7
PÇ-8
PÇ-9
PÇ-10
OÇ-1
5
4
5
3
5
4
2
3
2
1
OÇ-2
5
4
5
3
5
4
2
3
2
1
OÇ-3
OÇ-4
OÇ-5
Adnan Menderes University - Information Package / Course Catalogue
2026