Information Package / Course Catalogue
Settlement and Operation Transactions
Course Code: MKS210
Course Type: Required
Couse Group: Short Cycle (Associate's Degree)
Education Language: Turkish
Work Placement: N/A
Theory: 2
Prt.: 0
Credit: 2
Lab: 0
ECTS: 2
Objectives of the Course

Aim of this course is to give information to students about settlement and operations transactions and their legislations.

Course Content

Settlement and operations transactions and their legislations.

Name of Lecturer(s)
Learning Outcomes
1.Explains the core operational mechanisms of custody, ownership, and registration processes of securities
2.Analyzes the transfer, clearing, settlement, and default processes of shares and debt instruments traded on Borsa Istanbul in compliance with regulations
3.Evaluates the national and international legal infrastructure regulating clearing and custody operations in capital markets from a risk management perspective
4.Compares clearing, cash/physical settlement, and delivery methods in derivative markets based on their operational mechanisms
5.Interprets operational risks and disputes that may arise during clearing and settlement processes according to financial market dynamics.
Recommended or Required Reading
1.SPK Temel Düzey, Takas ve Operasyon İşlemleri, Şenol Babuşcu, Adalet Hazar, Dr. Sedat Yenice, Murat Ceylan
2.SPK/Takasbank-SPL Working Papers; Clearing and Operational Transactions
3.Fundamentals of Financial Management / Prof. Dr. Ali Ceylan, Prof. Dr. Turhan Korkmaz
Weekly Detailed Course Contents
Week 1 - Theoretical
Legislations about settlement and operations
Week 1 - Preparation Work
Conduct research on the topic
Week 2 - Theoretical
Dematerialization of securities
Week 2 - Preparation Work
Conduct research on the topic
Week 3 - Theoretical
Merkezi Kayıt İstanbul
Week 3 - Preparation Work
Conduct research on the topic
Week 4 - Theoretical
Settlement and custody operations of securities with constant return
Week 4 - Preparation Work
Conduct research on the topic
Week 5 - Theoretical
Default procedure in bond and fund markets
Week 5 - Preparation Work
Conduct research on the topic
Week 6 - Theoretical
Provisions about publicly held corporations Calculating basis/referance price in capital increase and divident payments
Week 6 - Preparation Work
Conduct research on the topic
Week 7 - Theoretical
Electronic funds transfer operations in Takasbank
Week 7 - Preparation Work
Conduct research on the topic
Week 8 - Theoretical
Foreign investors and settlement
Week 8 - Preparation Work
Conduct research on the topic
Week 9 - Theoretical
Operations in international securities markets
Week 9 - Preparation Work
Conduct research on the topic
Week 10 - Theoretical
Takasbank
Week 10 - Preparation Work
Conduct research on the topic
Week 11 - Theoretical
Operations in Takasbank
Week 11 - Preparation Work
Conduct research on the topic
Week 12 - Theoretical
Credit applications in Takasbank
Week 12 - Preparation Work
Conduct research on the topic
Week 13 - Theoretical
Takasbank money market
Week 13 - Preparation Work
Conduct research on the topic
Week 14 - Theoretical
Takasbank securities L/B market
Week 14 - Preparation Work
Conduct research on the topic
Week 15 - Preparation Work
Week 16 - Preparation Work
Week 17 - Preparation Work
Week 18 - Preparation Work
Week 19 - Preparation Work
Week 20 - Preparation Work
Week 21 - Preparation Work
Week 22 - Preparation Work
Week 23 - Preparation Work
Week 24 - Preparation Work
Week 25 - Preparation Work
Week 26 - Preparation Work
Week 27 - Preparation Work
Week 28 - Preparation Work
Week 29 - Preparation Work
Week 30 - Preparation Work
Week 31 - Preparation Work
Week 32 - Preparation Work
Assessment Methods and Criteria
Type of AssessmentCountPercent
Assignment1%5
Quiz1%5
Midterm Examination1%30
Final Examination1%60
Workload Calculation
ActivitiesCountPreparationTimeTotal Work Load (hours)
Lecture - Theory140235
Assignment1001
Quiz1001
Midterm Examination1505
Final Examination1808
TOTAL WORKLOAD (hours)50
Contribution of Learning Outcomes to Programme Outcomes
PÇ-1
PÇ-2
PÇ-3
PÇ-4
PÇ-5
PÇ-6
PÇ-7
PÇ-8
PÇ-9
PÇ-10
OÇ-1
5
1
5
5
2
2
OÇ-2
5
1
5
5
3
1
3
OÇ-3
5
1
5
5
3
1
4
OÇ-4
5
2
5
4
4
3
OÇ-5
5
2
5
4
3
1
5
Adnan Menderes University - Information Package / Course Catalogue
2026